Risk & Compliance Governance-How can I help?

Consult & Advice

Every organization have the required expertise to manage these functions. But

• Do you have the right framework to manage all of these?

• How are you identifying all the audit and compliance requirement? And how are you ensuring completeness?

• Are you treating them as an overhead and doing it to just put a tick mark?

• Are you over-enforcing or under-enforcing compliances?

• Are you applying product management lense on these?

• Do you know how the audit and compliance requirements are beneficial to your end customers?

• Are you treating the respecting government bodies / compliance enforcement agencies as your customer?

• How are you educating your employees, vendors, customers and all stakeholders on these requirement and it's importance?

• Are you proactive in these areas?

• Do you have the right framework to detect the risks, notify to impacted parties and mitigate / accept them?

• Do you have right policies and procedures in place?

• Does your policies and procedures reflects true state of your functioning or is it just a copy-paste from other sources to meet the obligations?

• Do you have the right oversight ?

• Do you have right team structure, ownership and accountability defined?

• Do you have a risk management and risk control assessment framework in place?

• Do you have right mechanism to manage third party risks?

• Are you managing your regulators effectively?